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Advisory Manager – Riyadh (Full‑time)

Futu Holdings Limited · Riyadh

New
Senior 🇬🇧 English
CME-1 A&B Certificate Advisory governance Policy enforcement KYC suitability frameworks Portfolio construction Regulatory representation Internal controls

Job description

About the role

We are building a local advisory business in Riyadh and need a senior leader to design, launch and scale the licensed advisory line. Reporting to the CEO, the Advisory Manager will shape client portfolio frameworks, ensure regulatory compliance and grow a high‑performing team.

Key responsibilities

  • Design and oversee suitability and risk‑profiling frameworks, and approve disclosure statements, fee structures and conflict‑of‑interest logs.
  • Construct diversified asset‑allocation models and model portfolios that respect client risk limits.
  • Partner with Compliance and Risk to enforce policies and maintain a zero‑breach environment.
  • Recruit, train and manage a team of certified investment advisors as the business expands.
  • Collaborate with product teams to localise advisory tools for Saudi users and act as the technical liaison for CMA inspections.

Required profile

  • 7‑10 years of experience in advisory and capital markets, with 5+ years of people‑management experience.
  • CME‑1 A&B certification and prior experience at an asset‑management, wealth‑management platform or investment bank.
  • Proven knowledge of advisory policies, KYC, suitability frameworks and internal controls.
  • Fluency in Arabic and English and ability to meet the CMA fit‑and‑proper requirements.

Required skills

  • CME‑1 A&B Certificate
  • Advisory governance and policy enforcement
  • KYC and suitability framework implementation
  • Portfolio construction and product alignment
  • Regulatory representation and internal controls

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Published 7 hours ago

Expires 1 month from now

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Futu Holdings Limited

Riyadh